LPL Financial is a leading wealth management firm in the U.S., supporting financial advisors and institutions. The Supervision Performance & Automation Analyst will assist in delivering automated workflows to enhance operational efficiency for the Supervision team, requiring collaboration and innovative problem-solving skills.
Responsibilities
- Support and collaborate with more experienced colleagues to deliver large-scale solutions across a variety of projects & initiatives
- Jointly participate in projects & tasks while advancing skills in discovery, design, and implementation of process improvements and automated workflows
- Optimize processes by conducting stakeholder interviews to compile needs assessment, identify requirements, and support solution design
- Conduct data validation and process testing exercises, identifying defects and proposing solutions or workarounds
- Work cross-functionality to deliver & implement more efficient workflows by combining backend data sources in Alteryx
- Research and resolve unknowns independently by leveraging resources and navigating the organization to obtain information and achieve objectives
- Drive continuous improvement by proposing ways to leverage data aggregation tools, automated workflows, or AI to streamline our team’s ability to operate & execute on our initiatives
Skills
- Bachelor's degree or equivalent industry experience
- 1+ years of experience in data sourcing, extraction, or analytics
- Experience in Excel, SQL, python, and/or Alteryx
- Analytical, problem-solving, and critical thinking skills
- Attention to detail and excellent business judgment with successful track record for working independently
- Resourceful problem solver that is able to adapt to changing priorities
- Ability to multi-task and work well under pressure with commitment to deliver under tight deadlines
- Demonstrates work ethic and possesses a natural curiosity with a commitment to continually learn and grow
- Written and verbal communication skills with ability to present information in differing degrees of detail and form depending on the audience
- Knowledge of Supervision, securities licenses a plus (7, 66/63)
- Prior experience replacing manual workflows by aggregating data to create automated or more efficient solutions
Benefits
- 401K matching
- Health benefits
- Employee stock options
- Paid time off
- Volunteer time off
Company Overview
LPL Financial provides investment solutions and tools for independent financial advisors. It was founded in 1968, and is headquartered in Boston, Massachusetts, USA, with a workforce of 5001-10000 employees. Its website is https://www.lpl.com.Company H1B Sponsorship
LPL Financial has a track record of offering H1B sponsorships, with 23 in 2026, 106 in 2025, 105 in 2024, 122 in 2023, 127 in 2022, 65 in 2021, 44 in 2020. Please note that this does not guarantee sponsorship for this specific role.